1、v1.0可編輯可修改ECCN相介貂ECC柱要是根據(jù)產(chǎn)品和技術的類型和性能來確定出口控制的級別。對于不需要出口許可的(no license required)則放行，否則就要申請出口許可。美國政府部門制定的出口限制措施，要求任何科技產(chǎn)品和技術的出口，必須通過以下流程：1、確定商品控制清單的 ECCNB口分類號碼，如果是 EAR99則不受控制。美國政府規(guī)定，任何供應商和原廠都有義務提供產(chǎn)品的ECC斕碼。ECC斕碼為五位數(shù)基碼：第一位：數(shù)字，是商品控制類別序號，共計十類，如 3電子/4計算機/5電信和信息安全/6激光和感應器/7導航和航天；第二位：字母，標記 A為設備、組件、零件，B為檢測設備，C為

2、材料，D為軟件，E為技術；第三位：數(shù)字，具體說明控制理由，0為國家安全(軍品兩用控制)，1為導彈技術，2為核不擴散，3為生化武器，9為反恐、犯罪控制、地區(qū)安全、短缺、聯(lián)合國制裁等；第四位：數(shù)字，加強說明控制理由，往往為第三位的追加理由，比如3A001,表示電子類涉及國家安全的受控零件，而3A292表示電子類涉及核不擴散和反恐的受控零件；第五位：數(shù)字，是同類產(chǎn)品的序號，以示區(qū)別。2、確定ECCNS碼是否屬于出口控制產(chǎn)品。針對不同國家類別，ECC編碼有具體的出口控制規(guī)定。D1為國家安全、D2為核技術、D3為生化武器、D4為導彈技術，中國屬于 D1/3/4類受控國家。產(chǎn)品和技術受控類型分為，生化武器

3、CB1/2/3 ,核不擴散NP1、國家安全NS1/2、導彈技術MT1、地區(qū)穩(wěn)定 RS1/2、犯罪控制CC1/3。不受限制的為 CB3 NP2傳統(tǒng)火藥FC1、犯罪控制CC2反恐類AT1/2。如果ECCN屬于受控制的國家類別，則為 NLR不需要申請出口許可。3、如果確實屬于受控，則需要申請美國出口許可。需要申請美國出口許可的通過兩種方式，一是中國商務部的最終用戶許可證和美國政府的出口許可證；另外一種是最終用戶直接通過美國商務部的工業(yè)和安全局上網(wǎng)申請驗證，獲得通過的直接允許出口一定產(chǎn)品。8國干督通:制47弼毒千兩星苦有一個"工” ? （使用一商業(yè)國得國？r 和ccu 0g Hs JgFTW

4、 W 如 地 Ito hft77i）是否有例外許可證？價* m T40.工里注闞外講可證的限制與圖：出口控制決策流程ECCN BIS（美國商務部工業(yè)與安全局）為產(chǎn)品指定的出口控制分類編號。ECCN是 根據(jù)商品管制清單（CCL）在EAR供國出口管理條例，.Export Administration Regulations）中使用的由字母和數(shù)字組成的分類編號，用于識別各商品，以進行 出口控制。在美國國內(nèi)法中，主要的出口管制法律法規(guī)有武器出口管制法( AECA、國 際緊急經(jīng)濟權(quán)力法(IEEPA)、出口管理條例(EAR、對華武器禁令(ArmsEmbargoAgainstChina)、第 13222號總

5、統(tǒng)令(ExecutiveOrder )。商品 與技術被劃分為若干類，其中軍事物資與技術的出口管制由國務院負責，它制定并執(zhí)行美國軍需品名錄(USMunitionList )；軍民兩用物資及其它物資的出口 管制由商務部負責，它制定并執(zhí)行管制商品名錄( CommodityControlList )» 和單位名錄(EntityList )，并對所有產(chǎn)自美國的商品進行出口分類管制編碼(ECCN)o美國的出口管制由來已久， 但2007年以后將管制的責任從高科技產(chǎn)品和技術的原廠延伸到代理商和進出口 貿(mào)易商。一套圖表傳真、通過電子郵件或電話提供技術分享，甚至一件產(chǎn)品發(fā)給一家美國在海外的全資子 公司或

6、一件原產(chǎn)地為海外的產(chǎn)品在美國出口都將成為管制的對象。管制的流程是通過查驗出口控制分類編碼(ECCN游口商品管制清單(CCL)來確認在何種情況下產(chǎn)品需要申請出口許可。1. I need an ECCN!You are ready to send your product out of the country today and your freight forwarder or delivery service tells you that it needs an ECCN to complete the Automated Export System (AES) or other docume

7、ntation and you need to call the Bureau of Industry and Security (BIS) to get one! What do you doThere is a process for determining the proper ECCN for your item. BIS's Office of ExporterServices (202-482-4811) in Washington . or (949-660-0144) in Newport Beach, CA will guide you in attempting t

8、o determine your ECCNjsing the Commerceontrol List. The Commerceontrol List is found in Supplement 1 to Part 774 of the Export Administration Regulations (EAR).BIS cannot provide official classification determinations by phone because we do not haveaccess to all of the necessary technical informatio

9、n about the product. However, we can help guide you through the classification determination process. First, we ask that you look at the index to the Commerce Control List and the list itself to see if there's a description similar to that of your item.Go to Top of PageWhat is an ECCNECCN, stand

10、s for Export Control Classification Number. An ECCN is an alpha-numericclassification used in the Commerce Control List to identify items for export controlpurposes. An ECCNs different from a Schedule B number, which is used by the Bureau of Censusto collect trade statistics. It is also different fr

11、om the Harmonized Tariff SystemNomenclature, which is used to determine import duties.All ECCNswill have 5 characters, for example, 1A001, 4B994, or 8D001. There are 10 categories on the Commerce Control List. The first number of the ECCN identifies the category to which it belongs, for example, 1 =

12、 Nuclear Materials Facilities and Equipment, 4 = Computers, 9 =Propulsion Systems, Space Vehicles and Related Equipment.However, EAR99 is a different type of classification. It serves as a "basket" designationfor items that are covered by the EAR, but are not specified on the Commerce Cont

13、rol List.EAR99items can be shipped without a license to most destinations under most circumstances.There are limitations on the use of EAR99. However, the majority of the commercial exportsfrom the United States fall into this category.Go to Top of Page3. How do I get an ECCNThere are three ways to

14、determine the ECCN for your product.1. Determine the classification yourself.Review the alphabetical index to the Commerce Control List (CCL) (Supplement 1 to Part 774of the Export Administration Regulations (EAR). The index will give an ECCN for each itemlisted. Look in the corresponding CCL catego

15、ry to determine if your item is described bythat ECCN. The CCL is available on the EAR Website. You may need to review more than one ECCN description. Instructions for using the CCL are found in EAR Part 738.2. Go to the source.Ask the manufacturer, producer or developer of the item. If the item has

16、 been exported in the past, they may know the ECCN, what countries require a license, and whether a license exception may be used. Information on license exceptions can be found in EAR Part 740.3. Get an official classification from the Bureau of Industry and Security (BIS).Submit a classification r

17、equest on on-line through the Simplified Network ApplicationProcess Redesign (SNAP-R). For instructions on obtaining a Company Identification Number and PIN number to access the on-line SNAP-R system, go to and additional guidance on submitting a classification request is available on this Web site

18、and is the only way toreceive an official BIS classification of your item. While BIS can provide oral advice and guidance on using the CCL, we cannot give definitive classification decisions over the phone.4. What if my product is not listedIf after careful review of the item against the CCL, either

19、 by you, your supplier or BIS, you are convinced that your item is not described under any ECCN,the item may be classified as EAR99, assuming it is not controlled by another agency (for example, a munitions item controlled by the State Department). EAR99 should be entered in Block 28 of the Automated Export System (AES) for items under Commerce jurisdiction that are not listed on the CCL but subject to the EAR. For most destinations, these items may be exported using the authorization, "NLR" (No License Req