外貿單證實務(周樹玲第五版)

第七章練習(4-10)答案

練習四答案

(一)仔細閱讀信用證，回答下列問題

1.本證對發票有什么特別要求？

答：本證對發票有一個特別要求：需要由商會在已制好的商業發票上簽字證明貨物的原

產地。這是正常要求，我們可以在各地貿促會蓋章。

2.該證的保險單做成以誰為抬頭人？投保什么險？

答：本信用證的保險單要求抬頭作成：以BANBOPINTO+SOTTOMAYOR為抬頭，或

作成:TOORDER然后背書。要求按發票價加10%投保THERISKSOFICC(A),ISC(CARGO)

ANDIWC(CARGO)o

全套單據

1.審單記錄表2.商業發票3.出口托運單4.提單5.裝箱單6.保險單

1.審單記錄表

發票號NM134船名DeWei提單號6180

開證行裝期

BancoPint。andSottoMayor,Lisbon,PortugalNov.12,2015

效期

信用證號Nov.20,2015

058230CDI117LC交單期

8days

關

行

單據裝箱保險產地檢驗GS.P.證明提單托運

明

匯票發票票電抄提單

名稱單單證證產地證函副本單

應交

52231

份數

交1

數52

存在問

題及處

理意見

其他應注意事項：

制單員ZH/HOW審單員銀行復核結匯日期

2

2.商業發票

DONGSHANMETALS+MINERALSIMPORT+

EXPORTCORPORATION

38YANNANROAD,QINGDAO,CHINA

InvoiceNo.NM134

DateNov.4,2015

COMMERCIALINVOICE

ToSaintBillLimitnda

RuaDePedroucos,68?A1260?297LisboaPortugal

FromQingdaotoLisbon

DrawnunderBanc。Pint。andSottoMa、ur,LisbonL/CNo.058230CDI117LC

Marks&NumbersQuantity&DescriptionsAmount

S.B?L“NauticalMaterial"asperprof,invoicesDD10.8.17andCIFLisbon

LISBON10825

NO.1-15015000yardsatUSD1.75/yd.

WecertifythattheoriginofthegoodsareP.R.ofChina

Packedin150bales

受益人蓋章

貿促會蓋章認證

3

3.出口托運單

XX海運公司委托運輸單

(SHIPPINGORDER)

地址：

電話：

(1)SONo.(托運單號)

⑵Shipper（托運人）

DongshanMetals+MineralsImport+ExportCorporation

38YananRoad,Qingdao,China

（3）Consignee（受貨人）

TotheorderofBancoPinto+SottoMayor

（4）NotifyParty（通知人）CargoReadyDate（貨至I」日期）

SaintBillLimitada

RuaDePedroucos,68-A

1260-297Lsbon,Portugal

ETD：November12,2015

ETA

（5）FreightPayableat（運費付款在）Prepaid（預付）Collect（到付）

Freightpaid.

（6）OceanVessel（船名）VoyNo.（航次）（7）PortofLoading（裝貨港）

DeWeiQingdao,China

（8）PortofDischarge（卸貨港）

Lisbon,Portugal

（9）FinalDestination（最終目的地）（10）Marks&No.（嘖頭）

Lisbon,PortugalS.B.L

LISBON

No.1-150

4

(12)DescriptionofGoods(貨物名稱)(11)No.ofPackages(數量)

MauticalMaterial150bales

(13)Measurement(體積)/BaleTotalMeas.CBM.

300X400X1200=0.144m321.6m3

(14)NetWeightG爭重)/BaleTotalN.W.

25KGS3450KGS

(15)GrossWeight(毛重)/BaleTotalG.W

23KGS3750kgs

5

4.提單

Shipper

Sinotrans

DongshanMetals+MineralsImport+Export

CorporationB/LNo.6180

38YananRoad,Qingdao,ChinaSINOTRANSSHANDONGCOMPANY

COMBINEDTRANSPORTBILLOFLADING

Consigneeororder

RECEIVEDthegoodsinapparentgoodorderand

TotheorderofBancoPinto十SottoMayorconditionasspecifiedbelowunlessotherwisestatedherein.

Thecarrier,inaccordancewithprovisionscontainedinthis

document,undertakestoperforinortoprocurethe

performanceoftheentiretransportfromtheplaceatwhich

thegoodsaretakeninchargetotheplacedesignatedfor

Notifyaddressdeliveryinthisdocument,andassumesliabilityas

SaintBillLimitadaprescribedinthisdocumentforsuchtransport.Oneofthe

BillsofLadingmustbesurrendereddulyindorsedin

RuaDePedroucos,68-Aexchangeforthegoodsordeliveryorder.

1260-297Lisbon,Portugal

Pre-carriagebyPlaceofreceipt

OceanvesselPortofloading

DeWeiQingdao

PortofdischargePlaceofdeliveryFreightpayableatNumberoforiginalBs/L

LisbonQingdaothree

MarksandNos.NumberandkindofpackagesDescriptionofgoodsGrossweight(kgs)Measurement(m3)

S.B.L150balesMauticalMaterial3750kgs21.6m3

LISBONfreightpaid

NO.1-150

Total;150BALESONLY

THEABOVEPARTICULARSFURNISHEDBYSHIPPER

FreightandchargeINWITNESSwhereofthenumberedoriginalBillsof

Freightpaid.Ladingstatedabovehavebeensigned,oneofwhichbeing

accomplished,theother(s)tobevoid.

Placeanddateofissue

Qingdao,November12,2015

Signedfororonbehalfofthecarrier

船公司蓋章

6

5.裝箱單

DONGSHANMETALS+MINERALS-IMPORT+

EXPORTCORPORATION

38YANANROAD,QINGDAO,CHINA

PACKINGLIST

TO:SAINTBILLLIMITADAINVOICENO:

RUADEPEDROUCOS,68-ADATE：NOV10th,2015

1260-297LISBOA,PORTUGALTRANSPORTTO:

PORTOFLOADING:QINGDAOLISBON

COMMODITY&MEASUREMENT

QTYN.W(KGS)G.W.(KGS)

DESCRIPTIONCBM

KGSPERBALETOTALPERBALETOTALPERBALETOTAL

15000yardspacked

inBales,each2334502537500.14421.6

containing

100yards

“NAUTICAL

MATERIAL”

TOTAL:15000150BALES

SAY150BALESONLY

SHIPPINGMARKS:S.B.L

LISBON

NO.1-150

受益人蓋章

7

6.保險單

PICC中國人民財產保險股份有限公司

青島市分公司

PICCPropertyandCasualtyCompanyLimited,QingdaoBranch

貨物運輸保險單

CARGOTRANSPORTATIONINSURANCEPOLICY

發票號（INVOICENOJNM134保單號次：保險公司出編號

POLICYNO.

合同號（CONTRACTNO.）

信用證號（L/CNO.）058230CDI117LC

被保險人：DongshanMetals+MineralsImport+ExportCorporation

Insured:___________________________________________________________________________

中國人民保險公司（以下簡稱本公司）根據被保險人的要求，由被保險人向本公司繳付約定

的保險費，按照本保險單承保險別和背面所載條款與下列特款承保下述貨物運輸保險。特立

本保險單。

THISPOLICYOFINSURANCEWITNESSESTHATTHEPEOPLESINSURANCECOMPANY

OFCHINA（HEREINAFTERCALLED“THECOMPANY"）ATTHEREQUESTOFTHE

INSUREDANDINCONSIDERATIONOFTHEAGREEDPREMIUMPAIDTOTHE

COMPANYBYTHEINSURED,UNDERTAKESTOINSURETHEUNDERMENTIONED

GOODSINTRANSPORTATIONSUBJECTTOTHECONDITIONSOFTHISPOLICYASPER

THECLAUSESPRINTEDOVERLEAFANDOTHERSPECIALCLAUSESATTACHED

HEREON

標記包裝、數量及保險貨物項目保險金額

MARKS&NOS.QUANTITYANDDESCRIPTIONOFGOODSAMOUNTINSURED

AsperInvoice150balesNauticalmaterialUSD28875.00

No.NM134

總保險金額USDOLLARSTWENTYEIGHTTHOUSANDEIGHTHUNDREDAND

SEVENTYFIVEONLYTOTALAMOUNTINSURED.

保費：asarranged啟運日期：asperB/L裝載運輸工具：DeWei

PREMIUM:DATEOFCOMMENCEMENTPERNVEYANCE

自經至

FROM-Qingdao----------VIA------------------------------------------ToLisbon---------------

承保險別：

8

CONDITIONS：

CoveringtherisksofICC(A),ISC(cargo)andIWC(cargo)ofInstitutecargoclauses

82/1/1

所保貨物，如發生保險單項下可能引起索賠的損失或損壞，應立即通知本公司下述代理

人查勘。如有索賠，應向本公司提交保單正本(本保險單共有貳份正本)及有關文件。如一

份正本已用于索賠，其余正本自動失效。

INTHEEVENTOFLOSSORDAMAGEWHICHMAYRESULTINACLAIMUNDER

THISPOLICY,IMMEDIATENOTICEMUSTBEGIVENTOTHECOMPANY'SAGENTAS

MENTIONEDHEREUNDER.CLAIMS,IFANY,ONEOTTHEORIGINALPOLICYWHICH

HASBEENISSUEDINTWOORIGINALSTOGETHERWITHTHERELEVENT

DOCUMENTSSHALLBESURRENDEREDTOTHECOMPANY.

IFONEOFTHEORIGINALPOLICYHASBEENACCOMPLISHED.THEOTHERSTO

BEVOID.

JamesRawes&Ca.Lda.

RUADEJULIODINIS

891-2e,4050-327

PORTO,PORTUGAL

Tel:226094351/3&226094921

Fax:226068679

中國人民財產保險股份有限公司青島市分公司

PICCPropertyandCasualtyCompanyLimited,

QingdaoBranch

賠款償付地點

CLAIMPAYABLEAT—PortugalinUSD

出單日期

簽字

ISSUINGDATE--Nov.8,2015AuthorizedSignature

地址：中國青島香港中路66#22-23樓出單電話(ISSUINGPOLICYTEL)(0532)85719279

傳真(FAX)：(0532)85719299

ADD：22-23/FNO.66XIANGGANGZHONGROADQINGDAO,CHINA

理賠電話(CLAIMDEPT.TEL)(0532)85719367

傳真(FAX)：(0532)85719346郵編：(POSTCODE)：266071保單順序號：PICC0301059

9

練習五答案

（一）仔細閱讀信用證，回答下列問題

1.在特別條款第8條中規定了“如單據不符，開證行要收取30美元手續費?！边@給我

們制單什么警示？

答：根據UCP600的規定，銀行在相符交單下進行承付或議付。如果我們在制單時不能

作到單證相符、單單相符，就會給企業造成收匯損失，嚴重時會帶來無法挽回的經濟損失。

進而影響企業自身的信譽。

2.本證中有哪些銀行費用需要由受益人支付？

答：有兩處：1.如果單據不符，開證行可以以每處不符點征收30美元。2.議付行在議付

時如果有折扣或利息由收益人支付。

3.本證要求提單上的“被通知人”是誰？

答：是開證申請人和開證行。

（二）根據信用證要求繕制全套結匯單據

1.審單記錄表2.商業發票3.匯票4.出口托運單5.提單

6.貿促會產地證7.電抄8.證明9.保險單10.重量單

10

1.審單記錄表

發票號1825船名Victoria提單號19

開證行裝期

TheHongkongandShanghaiBankingCorp.Sep.5,2015

效期

信用證號Sep.21,2015

PGH000348DC交單期

15days

單

行

單據重量保險產地檢驗GS.P.海關證明托運

本

匯票發票明電抄提單

名稱單單證證產地證發票函單

應

交

份

數233231131

交

數2311

存在問

題及處

理意見

其他應注意事項：

制單員ZH/H審單員銀行復核結匯日期

11

2.商業發票

SHANDONGHOPENATIVEPRODUCEI/ECORR

62,GuangxiRoad,Qingdao,China

InvoiceNo.1825

DateAugust28、2015

COMMERCIALINVOICE

ToSooHURSengTradiaeCo.SDNBHD?

1651"Floor,VictoriaStreet,1030。Penans,Malaysia

FromQingdaotoPenang

DrawnunderTheHonqkonRandShanghaiBankingCorp.L/CNo.PGH000348DC

Marks&NumbersQuantity&DescriptionsAmount

N/M5M/TsShandongBlackDateshighqualityatHKD9230perCIFPenang

M/Tasperbuyer'sorderNo.S00-6378HKD46150.00

Packedin200cartons

受益人蓋章

No.1825Qingdao,由議付行加注議付曰期即出

票日EXCHANGEFORHKD46150.00

At---------sightofthisFIRSTOFEXCHAGE(Secondofthesametenoranddateunpaid)payto

theorderofChinaConstructionBank

ThesumofH.K.DOLLARSFORTYSIXTHOUDANDONEHUNDREDANDFIFTYONLY

Valuereceived

DrawnunderL/CNo.PGH000348DCissuedbyTheHonrkon口andShanghaiRankineCarp.,

Penang,dated21July,2015

ToTheHon口koncandShanghaiBankingCorp.Ltd.

Penang出口人蓋章

12

4.出口托運單

XX海運公司委托運輸單

(SHIPPINGORDER)

地址：

電話：

(1)SONo.(托運單號)

⑵Shipper（托運人）

ShandongHopeNativeProduceI/ECorp.

62GuangxiRoad,Qingdao,China

（3）Consignee（受貨人）

ToorderofShipper

（4）NotifyParty（通知人）CargoReadyDate（貨至U日期）

SooHupSengTradingCo.SDNBHD.

1651stFloor,VictoriaStreet,

10300Penang,Malaysia

TheHongkongandShanghaiBanking

Corp.,DowningStreet,PenangETD：

ETA

（5）FreightPayableat（運費付款在）Prepaid（預付）Collect（至ij付）

FreightPrepaid

（6）OceanVessel（船名）VoyNo.（航次）（7）PortofLoading（裝貨港）

VictoriaQingdao,China

（8）PortofDischarge（卸貨港）

Penang,Malaysia

13

（9）FinalDestination（最終目的地）（10）Marks&No.（唆頭）

Penang,MalaysiaN/M

（12）DescriptionofGoods（貨物名稱）（11）No.ofPackages（數量）

ShandongBlackDates200Cartons

（13）Measurement（體積）/CartonTotalMeas.CBM.

0.6x0.6x0.56=0.202CBM40.4CBM

（14）NetWeight（凈重）/CartonTotalN.W.

25KGS5000KGS

GrossWeight（毛重）/CartonTotalGW

26.2KGS5240KGS

14

5.提單

Shipper

Sinotrans

ShandongHopeNativeProduceI/ECorp.

62GuangxiRoad,Qingdao,ChinaB/LNo.19

ConsigneeororderSINOTRANSSHANDONGCOMPANY

COMBINEDTRANSPORTBILLOFLADING

Toshipper'sorder

RECEIVEDthegoodsinapparentgoodorderandcondition

asspecifiedbelowunlessotherwisestatedherein.Thecarrier,

inaccordancewithprovisionscontainedinthisdocument,

undertakestoperformortoprocuretheperformanceofthe

Notifyaddressentiretransportfromtheplaceatwhichthegoodsaretakenin

SooHupSengTradingCo.SDNBHD.chargetotheplacedesignatedfordeliveryinthisdocument,

standassumesliabilityasprescribedinthisdocumentforsuch

1651Floor,VictoriaStreet,transport.OneoftheBillsofLadingmustbesurrendered

10300Penang,Malaysiadulyindorsedinexchangeforthegoodsordeliveryorder.

TheHongkongandShanghaiBanking

Corp.,DowningStreet,Penang

Pre-carriagebyPlaceofreceipt

OceanvesselPortofloading

VictoriaQingdao,China

PortofdischargePlaceofdeliveryFreightpayableatNumberoforiginalBs/L

Penang,MalaysiaQingdaothree

MarksandNos.NumberandkindofpackagesDescriptionofgoodsGrossweight(kgs)Measurement(m3)

N/M200cartonsShandongBlackDates5240kgs40.4CBM

freightprepaid

containerNo.EISU2628205

Total:200CARTONSONLY

THEABOVEPARTICULARSFURNISHEDBYSHIPPER

FreightandchargeINWITNESSwhereofthenumberedoriginalBillsof

Ladingstatedabovehavebeensigned,oneofwhichbeing

accomplished,theother(s)tobevoid.

Placeanddateofissue

Qingdao*September5,2015

Signedfororonbehalfofthecarrier

船公司蓋章

15

6.貿促會產地證

1.Exporter(fullnameandaddress)CertificateNo.貿促會統一編號

ShandongHopeNativeProduceI/ECorp.

62GuangxiRoad,Qingdao,ChinaCERTIFICATEOFORIGIN

OF

2.Consignee(fullname,address,country)THEPEOPLE'SREPUBLICOFCHINA

SooHupSengTradingCo.SDNBHD.

165ls,Floor,VictoriaStreet,

10300Penang,Malaysia

3.Meansoftransportandroute5.Forcertificateauthorityuseonly

ShipmentfromQingdaotoPenangbyvessel

4.Destination

Penang

6.Marksandnumbers7.Descriptionofgoods:numberH.S.QuantityorWeight10.Numberanddate

ofpackagesandkindofpackagesCodeofinvoices

ShandongBlackDatestwo

N/Mhundred(200)cartons08135M/T1825datedAugust

282015

Westatethatthegoodsareof

Shandong/QingdaoOrigin

****孝辱****孝羊*米*

DeclarationbytheexporterCertificate

Theundersignedherebydeclaresthattheabovedetails

andstatementsarecorrect;thatallhegoodswereItisherebycertifiedthatthe3declarationbythe

produceinChinaandthattheycomplywiththeRulesofexporteriscorrect.

OriginofthePeople'sRepublicofChina.

貿促會蓋章簽字出口人蓋章簽字

Qingdao,Auvust29.2015OinzdaaAueust29,2015

Placeanddate,signatureandstampofauthorizedPlaceanddate,signatureandstampofcertifying

signatoryauthority

16

7.電抄

SHANDONGHOPENATIVEPRODUCEI/ECORP.

FAXCOPY

L/CNo.PGH000348DC5M/T200cartonsShandongBlackDatesInvoicevalueHKD46150.00

perS.S."Victoria"B/LNo.19shipmentdateSep.5,2015.

受益人蓋章

&證明

SHANDONGHOPENATIVEPRODUCEI/ECORP.

CERTIFICATE

Qingdao,Sep.5,2015

InvoiceNo.1825

Towhomitmayconcern,

Weherebycertifythatonesetofnon-negotiabledocumentshavebeene-maileddirecttoSoo

HupSengTradingCo.SDNBHD.,1651stfloor,VictoriaStreet,10300PenengMalaysia

immediatelyaftershipment.

受益人蓋章

17

9.保險單

中國平安財產保險股份有限公司

PINGANPROPERTY&CASUALTYINSURANCE

COMPANYOFCHINA,LTD

公司地址：中國?深圳

八卦嶺八卦三路平安大廈

電話(Tel)/p>

圖文傳真(Fax)/p>

郵政編碼(Postcode)：518029

No.031100000106貨物運輸保險單

CARGOTRANSPORTATIONINSURANCEPOLICY

被保險人SHANDONGHOPENATIVEPRODUCEI/ECORR

Insured:

中國平安財產保險股份有限公司根據被保險人的要求及其所交付約定的保險費，按照本

保險單背面所載條款與下列特款，承諾下述貨物運輸保險，特立本保險單°

ThisPolicyofInsurancewitnessesthatPINGANPROPERTY&CASUALLTY

INSURANCECOMPANYOFCHINA,LTD.,attherequestoftheInsuredandinconsiderationof

theagreedpremiumpaidbytheInsured,undertaketoinsuretheundermentionedgoodsin

transportationsubjecttotheconditionsofPolicyaspertheclausesprintedoverleafandother

specialclausesattachedhereon.

賠款償付地點

PolicyNo.(保險公司出號)ClaimPayableatPENANGINHKD

發票或提單號

InvoiceNo.orB/LNo.INVNO.:1825__________________________________________________

運輸工具查勘代理人THENIPPONFIREAND

PerConveyanceS.S.VICTORIASurveyBy:MARINEINSURANCECO.LTD.

起運日期Sep.5,2015自QINGDAO

Sig,onorabt.From4,EDOBORII-CHOME,

至NISHI-KU

________________________TbPENENG_______________OSAKAJAPAN

保險金額HKDFIFTYTHOUSANDSEVENHUNDREDANDTEL-+81(06)4444-8072

SIXTYFIVEONLY

AmountInsuredHKD50765.00FAX:+81(06)4444-8007

保險貨物項目?標記?數量及包裝：承保條件

Description.Marks.Quantity&PackingofGoodsConditions:

ASPERINVOICENO.1825COVERINGALLRISKS,WARRISKS

SHANDONGBLACKDATESINCL.W/W.ASPEROMCC.OMC.WRC

200CARTONS.1/1/1981OFTHEP.I.C.C(CIC).

保單正本：2份

NumberofOriginals:2

18

簽單日期制單員

Date：Sep.l,2015

IMPORTANTDOCUMENTATIONOFCLAIMS

PROCEDUREINTHEEVENTOFLOSSORDAMAGEoftheirAgentsforandonbehalfofareadvisedtosubmit

FORWHICHUNDERWRITERSMAYBELIABLEallavailablesupportingdocumentswithoutdelay,

PINGANPROPERTY&CASUALTYINSURANCEincludingwhenapplicable:

LIABLITYOFCARRIERS,BAILEESOROTHER1.Originalpoliciesofinsurance.

THIRDPARTIES2.Originalofcertifiedcopyofshippinginvoices,

ItisthedutyoftheAssuredandtheirAgents,inallcases,togetherwithshippingspecificationand/or

totakesuchmeasuresasmayberea