AA,BsharesABS(asset-backedsecurities)accountsreceivableacquisitionactinginconcertactivemarketadditionalfloatadministrationstructureADR〔AmericanDepositoryReceipt〕affiliateagencysecuritiesAmericanoptionangelcapitalannualreportannuityappreciationAPT(ArbitragePricingTheory)arbitragearbitrageurarrearsswapassetmanagementasset-liabilityratioauctionBback-doorlistingbankersacceptancebearmarketBearSternbetacoefficientbidbinomialmodelBlack&ScholesModelblock-outperiodbluechip

A，B股資產支持證券應收賬款收購全都行動活潑市場擴股治理構造美國存托憑證聯營公司機構證券美式期權天使資本年報年金套利定價理論套利套利者延遲利率互換資產治理資產負債率拍賣借殼上市銀行承兌票據熊市貝爾斯通貝塔系數買入價二項式模型布萊克-斯科爾斯模型鎖定期藍籌股boardofdirectors董事會bond債券bondfund債券基金bondmarket債券市場債券收益加風bondyieldplusriskpremiumapproach險溢價計算法bonusissue紅股派送bonusshare紅股bookvalue賬面價值bracket承銷分檔brandeffect品牌效應brokerage經紀業務bullmarket牛市business業務buyer’smarket買方市場buyout收購Ccalloption買入期權capitalcost資本本錢capitalmarket資本市場capitalmarketinstruments資本市場工具CAPM(capitalAssetPricingModel)資本資產定價模型cashbonus現金紅利CD〔certificateofdeposit〕centralmarket大額存單中心銀行charge抵押ChinaWall中國墻closingday截止日期co-leadmanagers〔主承銷商〕collateral抵押品collateralizedmortgageobligation抵押保證證券commercialbank商業銀行commercialpaper商業票據Commission傭金commonstock,commonshare一般股CompanyLaw公司法companyspecificrisk公司自發性風險comparablefirm參照公司competitivebid競投competitivebidding競價投標conglomeratemerger混合并購connectedtransactions關聯交易controlrightconversionconvertiblebondsconvertiblesecuritiescorporatebondscorporatefinancecorporategovernancecostofcapitalcostofdebtcostofequitycostofpreferredcreditratingcreditriskcrowding-outswapcurrencyfundscurrencyswapcurrentyield掌握權換股，兌換可轉換債券可轉換證券機構證券企業融資公司治理資本本錢負債本錢股本本錢優先股本錢信用評級信用風險貨幣互換貨幣基金貨幣互換現期收益率Ddealerdebtratiodefaultdelistingdepositdepthofthemarketderegulationderivativesdirectfinancingdirectinvestmentdisclosuretransactionsdiscountdiscountedbonddiscountedcashflow(DCF)methoddiversifiedriskdividendpayoutdividendyielddownturn交易商，經紀負債比率違約出牌保證金市場深度撤減監管、監管自由化衍生品直接融資直接投資須予以披露的交易貼水；折扣；貼現貼水債券貼現現金流計算法可分散風險紅利支出紅利收益率逆轉,反轉Eearning-to-priceratioefficientportfolio收益-價格比率有效投資組合elasticity 彈性enterprisereform 企業改制EPS(EarningperShare) 每股盈利equity 股東權益equity 股票equitycapital 股權資本equityfund 股票基金equitystructure 股權構造equityvalue 股權價值ethicsEuropeanOptionEvaluateexchangefundexchangerateexclusivesaleexercisepriceexpirationdateexposure

道德，執業道德歐式期權評估外匯基金匯率代銷行權價到期日風險承受FFannieMae(FederalNationalMortgageAssociation)faultmarket&tradingfaultriskfeesforunderwritingfinancecompanyfinancialassetfinancialcenterfinancialconsultancyfinancialengineeringfinancialinnovationfinancialinstitutionfinancialinstrumentfinancialleveragefinancialstatementfiscalpolicyfiscalyearFitchRatingsFlotationforwardmarketFreddieMac(FederalHomeLoanMortgageCorporation)FreeCashFlowtoEquityfriendlyM&Afundcreation

房利美欺詐交易欺詐風險承銷費用財務公司金融資產金融中心財務參謀金融工程金融創金融機構金融工具財務杠桿財務報表財政政策財政年度惠譽國際(全球三大評級機構之一)掛牌遠期市場房貸美股權自由現金流量善意并購基金創設fundmanagement資金治理fundamentalanalysis根底分析funding融資fundingrisk融資風險futuremarket期貨合約futuresandoptionsfunds期貨及期權基金futurescontract期貨合約futuresexchange期貨交易所GGoldmanSachsGroup高盛governmentbond政府債券greenshoe〔超額配售選擇權〕greenmail反收購HHbondHHsharesHHangSengIndex恒生指數hedgefund對沖基金hedgeratio對沖比率highriskinvestment高風險投資highyieldbondhigh-gradesecurities高收益率證券，等同于junkbond優質證券horizontalmerger橫向兼并hostilemerger敵意并購hostiletakeover敵意接收hotmoney熱錢，游資IIndex指數index(Constituent)stock指數成份股indexfuture指數期貨industry行業，產業industrialstructure產業構造inflation通貨膨脹inflationrate通貨膨脹率informationdisclosure信息披露investmentBank投資銀行IPO〔InitialPublicOfferings)insiderinformation首次公開發行內幕信息insidertradinginsuranceintegrityinterimresultsinterestratesinternalfinancinginternationalbondsinventoryturnoverinvestmentadviserinvestmentbankinvestmentgradeissuedcapitalissuedprice內幕交易保險誠懇，誠信中期業績利率內部融資國際債券存貨周轉率投資參謀投資銀行投資級別發行股本發行價格JjointventureJPMorganjunkbondjustice,impartialandopenness合資企業摩根大通垃圾債券LLLstocklawsandregulationsleadbanklearning-by-doinglegalentitylegalinterest(inproperty)legalriskLehmanBrothersHoldingsLeverageleverageratioleveragedbuyout〔LBO〕liabilitymanagementLIBOR(LondonInter-bankOfferedRate)limitedcompanybysharesliquidityliquidityratioliquidityrisklistedcompanylistedsecuritylisting市發行的股份法律法規牽頭銀行干中學法人〔資產的〕法定權益法律風險雷曼兄弟杠桿杠桿率杠桿收購負債治理倫敦同業拆借利率股份流淌性流淌比率流淌風險上市公司上市證券上市掛牌listingagreementlistingrequirementsM上市協議上市要求majorbracket主承銷商majorityshareholder大股東marketcapitalization股票市值marketefficiency市場效率MarketforCorporateControl掌握權市場marketindex市場指數marketmaker莊家marketnetwork營銷網絡marketorder市價指令marketrisk市場風險markettiming市場時間選擇marketablesecurities有價證券market-maker做市商MBO〔managementbuyout〕merchantbank治理層收購〔英國投資銀行的稱呼〕Merger&Acquisition并購MerrillLynch美林mezzaninebracket輔承銷商MMFS〔MoneyMarketMutualFunds〕貨幣市場共同基金moneymarket貨幣市場moneysupply貨幣供給Moody”sInvestorsService穆迪投資者效勞公司MorganStanley摩根斯坦利Mortgage抵押，按揭mortgage-backedsecurity抵押擔保證券multi-level多層次municipalbonds市政債券mutualfund共同基金NNNShares發行的股票證券交易商協會自動報價系NASDAQ〔NASDautomatedquotationsystem〕negotiatedbidNekkeiIndexnewissuenewissuemarket

統協議投標日經指數股發行發行市場Oofferforsale公開出售offerforsubscription公開招股offerprice發行價on-the-job-training在職培訓openmarketoperation公開市場操作option期權over-the-counter場外交易Pperpetualbond永久債券poisonpilldefense毒丸防范preferencestock，preferredstockpreferreddividend優先股優先股紅利premiumbond升水債券price-to-bookvalueratio市凈率法price-to-earningsratio市盈率price-to-salesratio股價收入法pricing定價primarymarket一級市場prioritybanking優先理財銀行效勞privatebanking私人銀行效勞privatization私有化processofunderwriting承銷程序profit-abilityratio盈利力量比率projectfinance工程融資prospectus招股說明書proxysale(saleonacommissionbasis)代銷purchasefund贖回基金putoption賣出期權Qquickratio速動比率quota配額quotedcompany上市公司R〔round〕lot一手Range波幅rattrading老鼠倉rating評級redchip紅籌股redemption贖回rediscount再貼現refinancing再融資refund再融資reinsurance再保險reinvestment再投資release解除，免除repurchaseagreement回購協議reserve儲存，預備金retailingbank零售銀行return回報率right股權rightissue供股riskasset風險資產risk-freerate無風險利率ROA〔returnonasset〕roadshow資產回報率路演ROE〔returnonequity〕股東回報率Ssales銷售SDR(SpecialDrawingRight)特別提款權seasonedissue二次發行/再發行SEC〔Securities&ExchangeCommission〕secondarydistribution美國證券交易委員會二級分銷secondarymarket二級市場securitieslaw證券法securitiesmarket證券市場securitization證券化securitizedbond證券化債券securityseller’smarket證券賣方市場sellinggroup經銷集團sellinggroupagreement經銷集團協議sellingonthegoodnews趁好消息出貨settlement結算settlementdate結算日settlementprice結算價Shareholder股票持有人sharetransactions股票交易sharetransfer股份過戶shortselling賣空sovereignrisk主權風險Speculation投機speculativegrade投資級別splitStandard&Poor’sCorporation拆股標準普爾公司state-ownedenterprise國有企業statusreport〔信用〕狀況報告stock股票stockbroker股票經紀stockexchange股票交易所stockindex股市指數stockindexfutures股指期貨stockoption股票期權straightissues直接發行structuredfinance構造金融submajorbracket次承銷商subprim