1、CompanyName:企業名稱：Location:審核地點:Dateofaudit:審核時間：Auditor:審核員:Accompanies:陪同人員：Auditchecklist審核表Illustrations:填寫說明：I. ThechecklistiscompiledwiththeCNCATechnicalStandardGAPPart.5本審核表依據國家認證認可監督管理委員會技術規范良好農業規范綜合農業保證第5部分果蔬種植控制點與符合性規范報批稿編制而成。1. Theauditorsshouldfillinthechecklistaccordingtothefacts.Theresu

2、ltsoftheauditareasfollows:conformity,generalconformity,unconformityorNA.PleaserecordthenecessaryillustrationsinthecolumnofRemark.2. 請審核員根據企業實際情況如實填寫下表，審核結果分為“符合”、“基本符合”、“不符合”、“不適用”，必要的說明請記錄在“備注”欄內。No.序號AuditContents審核內容Result審核結果Remark備注Conformity符合Generalconformity基本符合Unconformity不符合NA不適用1Organizat

3、ionalstructure,departmentfunctionsandresponsibility組織機構圖及各部門職責權限2QualityPolicyandObjective質量方針、目標3Filelistofqualitycontroldocument質量體系文件清單4Loglistofqualitycontrolrecord質量體系記錄清單5Listofrefereneestandard參考規范、標準清單6Listoftheseedsandproducts種子、產品清單7Listofpesticide農藥清單8Listoffertilizer肥料清單9Equipmentlist,eq

4、uipmentmaintenanceannualplanandequipmentmaintenancerecord設施清單、設施年度維護保養計劃、設施維修記錄10Measuringequipmentlistandcalibrationplan測量設備清單、測量設備年度校準計劃11Annualtrainingplanandrecorder員工年度培訓計劃、員工培訓記錄12Staffannualmedicalrecorder員工年度健康檢查記錄表13Producttraceability產品可追溯性14Farmlayout(serialnumber,watersource,warehouse,pr

5、ocessarea,lavatoryetc.)種植地塊平面圖(地塊編號、灌溉水源、各倉庫、加工區、洗手點、廁所等)15Pestcontrol蟲鼠害控制16Reportoftheenvironment產地環境質量監測報告17Reportoftheaudit(third-party)產品檢測報告(第三方)累計6號N序ControlPoint控制點ConformityStandard符合性標準Level水平Result審核結果Remark備注Conformity符合GeneralConformity基本符合Unconformity不符合NA不適用.1Selectionofvarietyandroot

6、stock品種和母本的選擇Thefarmshalladoptingtheplantingtechnologyandmeasurestodecreasetheusageofprotectingproductionsandfertilizer應對“母本作物”采取栽培技術和措施，以減少植保產品和肥料在注冊產品的用量。3級.1Qualityoftheseedsorrootstock種子和（或）母本的質量Thecertificationorrecordofthequalityofseeds,purificationofthevariety,nameofthevariety,batchnumberandv

7、endoroftheseedsshallbeavailable.應有種子質量、品種純度、名稱、批號和銷售商的“種子記錄或證書”。3級PropagationMaterial繁殖材料Planthealthcertificateshallbeavailablecomplyingwiththenationallegislationorsectororganizationguidelines應有符合國家法規或行業組織規定的植物健康證明。2級Measuresshallbetakenwhenthereappearstheevideneeofinsectcontaminationonthematerialsu

8、rface（ex.thetimingofusetheplantprotectionmaterial）材料外觀上具有已經感染病蟲害跡象時，應提供處理措施（如：使用植保產品處理的時機等）。3級Therecordshallbeprovidedtoshowpropagationmaterialisfitforthepurposei.e.qualitycertificate,termsofdeliveraneeorsignedletters.Importpropagationmaterialshallcomplywiththerelevantlawsandregulations.應有證實繁殖材料滿足預期

9、目標的記錄，如質量保證書、交貨條件或確認書。進境繁殖材料應遵照相關法律法規執行。2級Aqualitycontrolsystemshallbeinplacethatcontainsamonitoringsystemonvisiblesignsofpestanddiseasesisinplaceandcurrentrecordsofthemonitoringsystemandrecordremained.應有包括監控可見病蟲害的質量控制系統，且保持最新的記錄。2級Recordsofcropprotectiontreatmentappliedduringtheplantpropagationperi

10、odforinhouseplantnurserypropagationshallbeavailableandincludeproductname,applicationdateanddoses.室內種苗繁殖期間，如果使用了植保產品處理，應有記錄；記錄的內容包括：植保產品名稱、施用時間和劑量。2級321Sitehistoryandsitemanagement種植基地的歷史Beforeuseoftheland,foodsafety,operatingpersonalsafetyandtheenvironmentshallbeevaluatedinwrittenformincludingthesoi

11、ltype,theerosion,thegroundwaterquality,theavailabilityofsustainablewatersources,andimpactonandoftheadjacentarea.在使用土地之前，應對食品安全、操作人員安全和環境進行書面的風險評估并記錄，其中應考慮土壤類型、侵蝕程度、地下水質和水位，水源的持續供給，及其與周邊區域的相互影響。1級Correctiveactionshallbetakentoreduceallthedefinedriskinnewlyplantation.Theseverityandthepossibilityofdefi

12、nedrisksshallbeindicatedandthepreventivemeasuresshallbetaken.應有糾正措施以減小新種植基地所有確定的風險。對每項確定的風險都應標明其嚴重性和發生的可能性，以及有預防或控制風險的措施。2級322SiteManagement種植基地的管理AllfarmingactivitiesoneachcultivatedarearelatetotheGAPdocumentaryregulationsshallberecorded.對每塊種植區上與良好農業規范文件要求相關的所有農事活動應有文件記錄。1級Soilfumigation土壤的熏蒸Writte

13、nevideneeshallbeavailabletoshowtheuseofsoilfumigantsincludinglocation,date,activeingredient,doses,methodofapplicationandoperator.應有使用土壤熏蒸劑的書面證據。熏蒸證據應包括熏蒸地點、日期、有效成份、劑量、使用方法和操作人員。2級Thefarmershallbeabletodemonstrateassessmentofalternativestochemicalsoilfumigationthroughtechnicalknowledge,writtenevidene

14、eoracceptedlocalpractice農場應能夠證明其通過技術知識、書面證明或當地可接受的習慣性的操作措施來評估替代土壤熏蒸方法的其他方法。3級Substractes基質Thefarmershallkeeptherecordswithquantitiesrecycledanddatesorinvoices/loadingdockets.Thejustificationshallbemadeifthereisnorecyclingprogramavailable.應有基質循環數量及日期的記錄，也可接受收貨發票或裝載記錄。如果沒有實施基質再循環計劃，應做出合理的解釋。3級Whenthes

15、ubstractesaresterilizedonthefarm,thenameorrefereneeofthefield,orchardorgreenhouseshallberecorded,ifthesterilizedofffarmthenthenameandlocationofthecompanyshallberecorded.如果在農場進行基質消毒，應記錄農田、果園或溫室的名字或編號；如果是在農場外進行消毒，應記錄對基質消毒的公司名稱及地點。1級Thecontentsofthefollowsshouldbecorrectlyrecorded:dateofthedisinfection

16、,nameofthechemistry,methodofdisinfectionandtheoperator(configurechemistryandname)應對以下內容正確記錄：消毒日期、化學品名稱及有效成份、機械類型、消毒方式和操作人員(配置化學品和消毒人員)的名字。2級Whenthesubstractesarereused,thereshallbeadocumentaryevideneetoprovethatsteammethodwasconsideredforfirstchoice.當基質被再次使用時，應通過書面證據證明曾優先考慮了蒸氣法。3級Theoriginofthesubst

17、ractesshallberecord.Thesubstractesshallnotbefromtheappointedconservationregions.有記錄證實正在使用基質的來源，且不許來自于指定的保護區域。3級341Useoffertilizeequipment施肥機械的使用Thefertilizationequipmentshallbeingoodcondition.Therecordofthemaintenanceandpartspurchasinginvoiceshallbemaintained.施肥機械應處于良好的狀態。應有維護記錄或購買施肥機械的零配件發票。2級Withi

18、n12monthperiod,theequipmentshallbecalibratedbythespecialisedcompany,supplierofthefertilizationequipmentortechnicallyresponsibleperson.Thecalibrationshallverificationthefertilizingquantitypertimeandperarea.在最近12個月內，由專業公司、施肥機的供應商或技術負責人員對施肥機械進行校準，并提供書面記錄。對校準的檢定包括單位時間和面積的施肥量。3級342Fertiliser化肥Thedocument

19、aryevideneeshallbeavailabletoindicatethedetailsofthechemicalcompositioninthefertilizerusedfortherecent12months.最近12個月內，種植的農作物上施用化肥的詳細化學成份應有書面證明。3級Requestofforecastirrigation預測灌溉的要求Systematicmethodsshallbeusedtocalculatethewaterrequirementofthecrop.Calculationsshallbeavailableandsupportedbydatainclud

20、etheraingauges,drainagetrays,forsubstracte,evaporationmeters,watertensionmetersandsoilmaps.系統的預測方法計算農作物的需水量。應提供計算工具并有支持性數據記錄，包括雨量計、基質排水量測試儀器、蒸發計、土壤水分張力計和土壤形態圖。3級Documentedrecordsshallbeavailableforpredictedandactualrainfall.在計算灌溉量時，應考慮預測的降雨量。應有預測和實際降雨量書面記錄。3級Takeevaporationintoconsiderationduringthe

21、waterconservancy.Documentedrecordshallbeavailabletoshowhowandwhichdataareusedtocalculatetheevaporation.在計算灌溉量時，應考慮蒸發量。應有文件證實如何和用哪些數據來計算蒸發率。3級Methodofirrigationand(or)fertilization灌溉和(或)施肥的方式Usethemostefficientandcommerciallypracticalwaterdeliverysystemtomakethebestuseofthewaterresource.應使用最有效和經濟實用的供

22、水系統，以確保最佳利用水資源。感官評估，所用的灌溉系統是高效的。3級Thereshallbeaplanofwatermanagementinordertooptimizetheamountandreducethewaste.Adocumentedplanshallbeavailablewhichoutlinesthestepsandactionsofthewatermanagementplan.應有水管理計劃以優化水的用量并減少浪費。應有書面的計劃，并列岀水管理的方法及步驟。3級Qualityofirrigationwater灌溉水的質量Irrigationwatershallbetested

23、atleastonetimeeveryyear.每年應至少分析一次灌溉用水。3級RelativedocumentsorrecorderprovethatthelabisabletoanalysisN,PK,EcandpH應有相關文件或記錄證實實驗室有能力分析氮、磷、鉀、電導率和pH值。3級Accordingtotheriskanalysis,thereshouldbeadocumentaryrecorderofmicrobialcontamination.根據風險分析，對相關微生物污染應有書面記錄。3級Accordingtotheriskanalysis,thereshouldbeadocum

24、entaryrecorderofrelativechemistrypollution.根據風險分析，對相關化學品污染應有書面記錄。3級Accordingtotheriskanalysis,thereshouldbedocumentaryrecorderofrelativeheavymaterialcontamination.根據風險分析，對相關重金屬污染應有文件記錄。3級Correctiveactionshallbetakenandrecordedwhenthereisanirregularresult.應對出現的異常結果采取措施。對采取的措施及結果應有記錄。3級361Corpprotecti

25、onelement作物保護的基本要素TheIPMtechnologistofthefarmshallreceivetheformaldocumentarytrainingand/ortheexternalIPMservicescanprovetheirqualification.農場的技術負責人接受正式書面培訓和（或）外部病蟲害綜合管理的咨詢服務，能夠證實技術負責人的資格。2級362Theequipmentused使用的設備Thereshallberelativerecordtoprovethefarmtakepartintheplanofcalibrationanddetectioninde

26、pendently.應有相關記錄以證明農場參加了獨立的校準或檢定計劃。3級Corpprotectionproductresidueanalysis植保產品的殘留分析ThefarmshallhavetheMRLinformationofthedestinationmarketdomesticoraboard.TheMRLstandardshallbeconfirmedthroughthecustomornationallegislation.Iftheproductsaresoldonmanymarkets,theMRLshallaccordtothestricteststandard.農場應掌

27、握國內或國際最高殘留限量（MRL標準。最高殘留限量（MRL應通過與顧客確認溝通或通過產品預期銷售的特定國家的法規要求來確定。如產品銷往多個市場時，殘留檢查系統應滿足最嚴格的最高殘留限量（MRL要求。1級IftheMRLstandardonthemarketisstricterthantheoneintheprovenance,thefarmorotherconsumersshallprovethatmanufacturerhastakentheMRLintoconsideration.（Thatistosaytheusingmethodofplantprotectionproductshasb

28、eenalteredand/ortheresiduetested）當產品銷售市場的最高殘留限量（MRL嚴于生產地的要求時，農場或其顧客能夠證實，在生產周期內已經考慮最高殘留限量（MRL的要求（即，修訂植保產品使用方法和（或）采取農殘檢測結果）。1級Harvestinghygiene采收衛生Thereshallbedocumentedanduptodated(reviewedannually)riskassessment(national,industry-wide,orindividual)thatcoversthehygieneaspectsoftheharvestingoperationa

29、sdetailedinthefollowingcontrolpoint.應有書面且最新的(每年評審)風險評估，其中包括采收操作的衛生要求(國家、行業和個人)，詳見下一個控制點。1級Asadirectresultoftheharvestandpre-farmgatetransporthygieneriskanalysis,adocumentedhygieneprocedureshallhavebeenimplemented.根據采收和離開農場前運輸的衛生風險分析結論，執行書面的衛生規程。1級Reusableharvestingcontainers,tolls(i.e.scissors,knife

30、s,pruningshears,etc)andharvestingequipment(machinery)shallbecleanedandmaintained,andacleaninganddisinfectionscheduleshallbeinplace(atleastonceayear)topreventproducecontamination,inaccordaneewiththeharvesthygieneriskassessmentresults.根據采收衛生風險評估的結果，應制訂清潔和消毒方案(每年至少一次)，重復使用的采收容器、工具(如剪子、刀、修枝剪等)和采收用的設備(機械

31、)應得到清潔和維護。1級Allproducepackedandhandieddirectlyinthefield,orchardorgreenhouseshallberemovedfromfieldovernight,inaccordaneewiththeharvesthygieneriskassessmentresults.Allfieldpackedproduceshallbecovedtopreventcontaminationoncepackedandduringtransport(fromthefieldsoroutlyingfarmstowhereitisstored),inacc

32、ordancewiththeharvesthygieneriskassessmentresults.Ifharvestedandonfarmpackedproduceareshoredonfarm,storageareasshallcleaned,andifapplicable,temperatureandhumiditycontrolmaintainedanddocumented,inaccordancewiththeharvesthygieneriskassessmentresults.根據采收衛生風險評估結果，所有直接從農田、果園或溫室里包裝和處理的農產品應當天運岀。所有在農田包裝的農產

33、品應遮蓋，以避免包裝后和在運輸過程中(從農田或偏遠的農場到存放處)受到污染。如果采收后在農場包裝的農產品就地存放，存放區應保持清潔。需要時，根據采收衛生風險評估結論對溫度和濕度應加以控制并保持記錄。1級Farmvehiclesusedfortransportofharvestedproducethatarealsousedforanypurposeotherthantransportofharvestedproduce,shallbecleanedandmaintained,andacleaningscheduletopreventproducecontaminationisinplace(i

34、.e.soil,dirt,organicfertilizer,spills,etc.),inaccordancewiththeharvesthygieneriskassessmentresults.當運輸收獲農產品的車輛，還用于其它目的時，應根據采收衛生風險評估結論，有計劃地做清潔保養，避免農產品受到污染(如土壤、灰塵、有機肥、泄漏等)。1級Fixedormobilehandwashingequipmentshallbeaccessibletoharvestworkerswithinatleast500metersandtheyareinagoodstateofhygiene.在采收作業的員工

35、工作場所至多500米附近內，應有固定的或移動的洗手設施，且衛生狀況良好。1級Fixedormobiletoiletfacilitiesshallbeaccessibletoharvestworkerswithinatleast500metersandtheyareinagoodstateofhygiene在采收作業的員工工作場所至多500米附近內，應有固定的或移動的廁所，且衛生狀況良好。2級Packaging/HarvestingContainersonFarm農場的包裝和采收容器Producecontainersshallbeonlyusedtocontainproduce(i.e.noag

36、riculturalchemicals,lubricants,oil,cleaningchemicals,plantorotherdebris,lunchbags,tools,etc.).感官評估，存放農產品的容器是專用的(即不存放農用化學品、潤滑油、汽油、清潔劑、植物或其它廢棄物、餐盒、工具等)。3級Producepackedatpointofharvest農產品在采收點的包裝Anyiceusedatpointofharvestshallbemadewithpotablewaterandhandledundersanitaryconditionstopreventproducecontami

37、nation.所有在采收點使用的冰必須由飲用水制成，且在衛生條件下處理，以免農產品受到污染。3級3.8ProduceHandling農產品的處理Hygiene衛生Toiletsinagoodstateofhygienewithhandwashingfacilities,containingnon-perfumedsoapandwatershallbeaccessibleandcloseby,butmustnotopendirectlyontotheproducehandlingareauniessthedoorisself-closing.工作地點附近應有帶洗手設施、能方便使用的衛生間，且衛生

38、條件良好，提供無香味的肥皂和水，衛生間若無自動關閉的門則門不應開向農產品處理區域。2級Thereshallbeevidenee(i.e.:signedattendanceregistration,externalcertificates)thattheworkershavereceivedverbalanddocumentedunderstandableinstructionsintherelevantaspectsofproducehandlingHygieneincluding:personalcleanlinessi.e.handwashing,wearingofjewelleryand

39、fingernaillengthandcleaning,etc;clothingcleanliness;personalbehaviour,i.e.nosmoking,spitting,eating,chewing,perfumes,etc.應有證據(如簽到薄、外部的證書)表明員工接受了有關農產品處理衛生問題的口頭或易理解的書面指導證據，其中包括個人衛生，如洗手、配戴首飾、指甲的長度和衛生等；著裝衛生；個人行為，即禁止吸煙、吐痰、吃零食、嚼口香糖、涂香水等。1級Thereshallbeevideneethattheworkersarecomplyingwiththehygieneinstruc

40、tionsregardingpersonalcleanlinessandclothing,i.e.handwashing,wearingofjewelleryandfingernaillengthandcleaning,etc.;personalbehaviour,i.e.nosmoking,spitting,eating,chewing,perfumes,etc.應有證據表明員工遵守了衛生培訓中關于個人衛生和著裝的要求，如洗手、配戴首飾、指甲的長度和衛生等；個人行為如禁止吸煙、吐痰、吃零食、嚼口香糖、涂香水等。2級Post-harvestwashing采收后的清洗Withinthelast1

41、2monthsawateranalysishasbeencarriedoutatthepointofentryintothewashingmachinery.Thelevelsoftheparametersanalysedshallbewithinacceptednationaldrinkingwaterthresholdsorbeacceptedassafeforthefoodindustrybythecompetentauthorities.應在最近12個月內，對清洗農產品的水源進行水質分析。水質報告分析結果應達到國家飲用水相關要求，或被有資質的權威機構認定在食品業中應用是安全的。1級Wh

42、erewaterisre-circulatedforfinalproducewashing,itshallbefilteredanddisinfected,andpH,concentrationandexposurelevelstodisinfectantberoutinelymonitored,withdocumentedrecordsmaintained.Filteringshallbedonewithaneffectivesystemforsolidsandsuspensionsthathaveadocumentedroutinecleaningscheduleaccordingtoth

43、eusageandwatervolume.應有以下內容的書面記錄：當最終產品的清洗用水循環使用，需經過濾和消毒，且pH值、消毒劑的濃度和與終產品的接觸水平需例行監測。根據水的用途和用量，過濾時應具備有效去除固體及懸浮物質的系統，并有書面例行的清潔計劃。1級ThewateranalysisfortheproductwashingshallbeundertakenbyalaboratorycurrentlyaccreditedtoGB/T15481oritsnationalequivalentorthatcandemonstrateviadocumentationthatitisintheproc

44、essofgainingaccreditation.對清洗產品的用水進行分析的實驗室已得到GB/T15481檢測和校準實驗室能力的通用要求的認可，或有文件證實其正處于接受認可的過程中。3級OnfarmFacilityforProduceHandlingand/orStorage農場內用作產品處理和/或存放的設施Floorsshallbedesignedwithi.e.slopes,drainagechannelsandkeptfreeandclear,toensuredrainage.地面設計有斜坡并保持清潔、通暢的排水通道。3級Producehandlingfacilitiesandequi

45、pment(cesslinesandmachinery,walls,floors,storageareas,pallets,etc.)shallbecleanedand/ormaintainedaccordingtoacleaningschedule,topreventcontamination,anddocumentedrecordsarekept.應有以下內容的書面記錄：按清潔方案清潔和保養農產品處理設施和設備(即生產線和設備、墻面、地面、存放區、貨架等)以避免污染。2級Rejectedproduceandwastematerialshallbestoredindesigna

46、tedareas,whichareroutinelycleanedanddisinfected,topreventproducecontamination,anddocumentedcleaningrecordsarekept.被拒收的農產品和廢棄的原料存放在專設區，并進行例行清潔和消毒，以避免污染農產品。應有清潔消毒記錄。3級CleaningAgents,Lubricantsetc.shallbekeptinadesignatedareaseparateandapartfromwhereproduceispacked,toavoidchemicalcontaminationofproduce

47、.清潔劑、潤滑劑等存放在專設區，與農產品隔離，以避免農產品受到化學品污染。3級Documentaryevideneeshallexistauthorising(i.e.specificlabelmentionortechnicaldatasheet)useforthefoodindustryofCleaningAgents,Lubricantsetc.whichmaycomeintocontactwithproduce.應有書面證據(即標簽或技術數據表等)證實可能與農產品接觸的清潔劑、潤滑油等被允許用于食品加工。2級Writtenproceduresshallexistforhandlingg

48、lassorclearhardplasticbreakagesinproducehandling,preparationandstorageareas.在農產品處理區、制備區和存放區，應有玻璃或透明硬塑料碎片的書面處理程序：包括對貼膜玻璃的檢查、玻璃的分布圖。3級3.9WorkerHealth,SafetyandWelfare員工的健康、安全和福利391Training培訓Arecordshallbekeptforeachworkerwhichcontainstherequiredtrainingprogrammesandacopyoftheattendancecertificatesorth

49、eirsignatureonalistofpeoplewhoattendedatrainingcourse.應有每個員工的培訓記錄，內容包括要求的培訓課目培訓證書復印件或參加培訓人員的簽到表。3級AtleastonepersonwhohashadFirstAidtrainingwithinthelast5yearsshallbepresentoneachfarmatanyonetimewheneveron-farmactivitiesarebeingcarriedout.ApplicablelegislationonFirstAidtrainingshallbefollowedwhereite

50、xists.On-farmactivityincludesgrowing,transport,andproducehandlingifapplicable.當農場進行生產時（包括種植、運輸和農產品的加工），至少有一名在過去5年內接受過急救培訓的人在場，應遵守適用的急救培訓法規。3級Thereshallbedocumented,understandableandverballycommunicatedinstructionsmadetotheworkersenablingthemtoknowhowtoactinaccidentandemergencysituations.Theseinstruc

51、tionsareavailableinthepredominantIanguagesoftheworkforce.Instructionsaresupportedbysymbolswherepossible.應通過通俗的指導和口頭講解，使員工明確事故和緊急情況的應對措施，這些指導應使用員工常用的語言，應盡可能地在指導書中使用標識。2級Thereshallbeevideneethatthecompanyvisitorpersonalhygieneproceduresandrequirementsareofficiallycommunicatedtovisitorsandsubcontractor

52、s(i.e.thecompanyvisitorpersonalhygieneproceduresareinavisibleplacewhereallvisitorsorsubcontractorsreadthem).在明顯的地方張貼來訪者個人衛生規程，以便所有的參觀者和分包方都能看見。3級392Facilities,equipmentandaccidentprocedures設施、設備和事故的處理規程Writtenproceduresmustdescribehowtoactintheeventofanaccidentoremergency.Theproceduresmustclearlyidentifythecontactpersons;indicatethelocationofthenearestmeansofcommunication(telephone,radio);displayanup-to-datelistofrelevantphonenumbers(police,ambul